Mitigate your reputation risk by assuring disclosures for corporate communication vehicles such as press releases, speeches, analyst conference calls, webcasts, websites, blogs and investor roadshows adhere to appropriate standards of practice.
Written by Wolters Kluwer attorney-editors Jim Hamilton, Anne Sherry and
Doreen Meinck,
Informal Corporate Disclosure Under Federal Securities
Law, 2013 Edition
examines the regulation of these types of informal disclosures - as distinguished from formal, highly structured disclosure in
SEC filings.
Coverage includes discussion of federal securities law, rules and court decisions; self-regulatory organization rules for listed companies, and standards of practice prescribed by the National Investor Relations Institute
(NIRI).
The
2013 Edition
of
Informal Corporate Disclosure Under
Federal Securities Law
incorporates the latest NIRI standards of practice on disclosure and is a must-have resource given the NIRI’s 2012
revision supersedes the previous standards of practice issued in 2004. It addresses SEC guidance on website disclosure, recommended standards for corporate communications on blogs and social media, and recent case law.
In addition to incorporating these standards of practice, the
2013
Edition
includes:
Analysis of the SEC’s recent guidance on cybersecurity
Discussion of the test-the-waters communications permitted for emerging growth companies pursuant to the JOBS Act
Review of recent SEC enforcement actions with respect to Regulation FD