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Barnes and Noble

Series 65 Study Guide

Current price: $70.00
Series 65 Study Guide
Series 65 Study Guide

Barnes and Noble

Series 65 Study Guide

Current price: $70.00

Size: OS

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This book will help investment professionals pass the Uniform Investment Adviser Law Examination. It is a study guide in outline form. There is a section for each topic covered on the Series 65 test, including Economic Factors and Business Information; Investment Vehicle Characteristics; Client Investment Recommendations and Strategies; and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices. The study guide includes details on the math formulas needed for the test.

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